Prepration-Policies-NBFC


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PREPRATION OF POLICIES OF NBFC

OVERVIEW

Non-Banking Financial Companies (NBFCs) play a crucial role in financial services, offering credit, investment, and asset management solutions. To ensure compliance, operational efficiency, and risk management, NBFCs must establish well-defined policies.

IMPORTANCE OF POLICY FRAMEWORK

Ensures regulatory compliance
Enhances operational efficiency
Mitigates financial and reputational risks
Improves customer trust and transparency
Strengthens internal control mechanisms

KEY POLICIES FOR NBFCS

NBFCs should draft and implement policies covering various operational and regulatory aspects. Some of the essential policies include:

Credit & Loan Policy
Risk Management Policy
KYC & AML Policy (Know Your Customer & Anti-Money Laundering)
Fair Practices Code (FPC)
Cybersecurity & IT Policy
Interest Rate Policy
Recovery & Collection Policy
Outsourcing Policy
Customer Grievance Redressal Policy

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PREPRATION OF POLICIES OF NBFC

OVERVIEW

IMPORTANCE OF POLICY FRAMEWORK

KEY POLICIES FOR NBFCS

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